Trust & Compliance

Operating at the highest standards of regulatory compliance, security, and institutional governance.

Regulatory Compliance

SEC Registration

Active

Registered Investment Advisor under the Investment Advisers Act of 1940. CRD Number: 312847.

FINRA Member

Active

Full FINRA membership with clean regulatory record. All advisors hold Series 65 or equivalent licenses.

FATCA Compliant

Compliant

Full compliance with Foreign Account Tax Compliance Act reporting requirements for all international investors.

AML/KYC Program

Certified

Robust Anti-Money Laundering and Know Your Customer program exceeding FinCEN requirements.

Security Infrastructure

256-bit Encryption

All data encrypted at rest and in transit using AES-256 and TLS 1.3 protocols.

ISO 27001 Certified

Information security management system certified to ISO/IEC 27001:2022 standard.

24/7 SOC Monitoring

Continuous security operations center monitoring with sub-5-minute incident response.

Multi-Factor Auth

Mandatory MFA for all accounts with hardware security key support for institutional users.

Important Disclosures

Investment products offered through AurevonEnergy are subject to market risk and may result in loss of principal. Past performance does not guarantee future results. This platform is available exclusively to accredited investors as defined under SEC Rule 501 of Regulation D. All investments are subject to the terms and conditions outlined in the applicable offering documents. AurevonEnergy is not a bank and investments are not FDIC insured.